Rockefeller Capital Management L.P.

CIK 0001739439 · Q2 2026

13F Equity AUM

$65.2B

+15.7% QoQ

Positions

3,552

-3 QoQ

AUM Rank

#155

Top 2%

Skill Alpha (FF)

-0.9%/yr^ns

No Clear Edge

Rank #4,161 · Top 50%

vs S&P -1.8%/yr (unadj.)

Quarters Tracked

~8 years

Portfolio Concentration

Top 5: 13.8%Top 10: 22.0%Top 20: 31.4%

SPY3.2%

AAPL3.1%

NVDA2.8%

GOOGL2.3%

MSFT2.3%

AMZN2.2%

AVGO1.8%

VOO1.5%

IVV1.4%

NDQ1.3%

Others (3542)78.0%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services45.6%

Technology20.6%

Industrials6.0%

Communication Services5.8%

Healthcare5.4%

Consumer Cyclical5.2%

Energy3.1%

Consumer Defensive2.4%

Other5.8%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 3552Median: 0.00%Avg: 0.03%

0–0.5%

3519(61.0%)

0.5–1%

19(12.5%)

1–3%

12(20.1%)

3–5%

2(6.4%)

5%+

0(0.0%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 0Unique: 3,552vs 20 funds

0%Low

3,552

Fund positions

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

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Position Changes This Quarter

New243Increased2024Decreased1879Exited195

New Positions

HONEYWELL AEROSPACE …0.1%

+195K

HONEYWELL INTL INC0.1%

+200K

EVTR0.0%

+242K

TDI0.0%

+153K

FEDEX FGHT HLDG CO I…0.0%

+22K

BRIE0.0%

+206K

CARNIVAL CORP LTD0.0%

+151K

SPACE EXPLORATION TE…0.0%

+50K

AIPO0.0%

+147K

PLPC0.0%

+10K

Increased

IWF0.9%

+3.5M(+306%)

VUG0.5%

+3.1M(+498%)

VO0.4%

+2.5M(+318%)

VGT0.4%

+2.1M(+693%)

RMOP0.4%

+1.7M(+18%)

CMCSA0.1%

+1.4M(+231%)

MGK0.2%

+982K(+410%)

PRMB0.1%

+832K(+208%)

HDV0.0%

+693K(+343%)

WMG0.0%

+622K(+52699%)

Decreased

HLN0.0%

-4,981,110(-98%)

STLA0.0%

-1,669,244(-99%)

LYFT0.0%

-506,753(-40%)

CRM0.1%

-504,725(-53%)

BP0.0%

-475,681(-76%)

EDD0.0%

-436,752(-93%)

AAL0.0%

-420,879(-38%)

SLP0.0%

-418,920(-71%)

BGC0.0%

-417,383(-26%)

RELX0.0%

-416,395(-85%)

Exited

HON

-401,565

CCL

-485,523

CTRA

-212,200

-576,647

-70,818

-120,612

-525

-8

-12,000

-110,852

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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