THOMPSON DAVIS & CO., INC.

CIK 0001017284 · Q1 2026

13F Equity AUM

$149.9M

-10.2% QoQ

Positions

141

-16 QoQ

AUM Rank

#8,541

Top 69%

Skill Alpha (FF)

+0.5%/yr^ns

No Clear Edge

Rank #1,894 · Top 23%

vs S&P -6.0%/yr (unadj.)

Quarters Tracked

~9 years

Portfolio Concentration

Top 5: 52.7%Top 10: 59.7%Top 20: 68.7%

SMID40.0%

CSL6.5%

DOV2.9%

VOO1.7%

FIX1.7%

SHW1.6%

JPST1.5%

VIG1.4%

CB1.3%

GEV1.2%

Others (131)40.3%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Basic Materials42.0%

Financial Services23.0%

Industrials16.4%

Technology6.8%

Healthcare2.3%

Other9.4%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 141Median: 0.24%Avg: 0.71%

0–0.5%

104(20.9%)

0.5–1%

24(16.3%)

1–3%

11(16.5%)

3–5%

0(0.0%)

5%+

2(46.4%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 129Unique: 12vs 20 funds

1.8%Low

141

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

2.2%

BANK OF AMERICA CORP /DE/

2.3%

2.2%

2.6%

3.3%

2.6%

GEODE CAPITAL MANAGEMENT, LLC

2.3%

VANGUARD CAPITAL MANAGEMENT LLC

2.3%

VANGUARD PORTFOLIO MANAGEMENT LLC

2.2%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New29Increased28Decreased56Exited45

New Positions

GNR0.4%

+7K

RING0.3%

+5K

SNDK0.2%

+545

RLY0.2%

+9K

AAOI0.2%

+4K

FTK0.2%

+16K

BWXT0.2%

+1K

VSAT0.2%

+5K

VOE0.1%

+1K

LUV0.1%

+6K

Increased

SATL0.2%

+33K(+151%)

IRIX0.0%

+19K(+66%)

SMID40.0%

+7K(+0%)

RJR10.0%

+5K(+19%)

FEIM0.8%

+4K(+18%)

VEA0.3%

+3K(+57%)

LTRX0.1%

+2K(+15%)

TJX0.7%

+2K(+60%)

WCP0.1%

+2K(+7%)

SPIN0.2%

+2K(+26%)

Decreased

BB0.1%

-96,111(-83%)

BW0.6%

-35,360(-39%)

ESOA0.2%

-27,600(-58%)

TGEN0.2%

-21,450(-18%)

AMPG0.0%

-20,266(-63%)

NRDY0.0%

-16,000(-16%)

NXDR0.1%

-15,138(-24%)

PJ4A0.1%

-10,100(-47%)

VUZI0.0%

-6,500(-24%)

CMBM0.0%

-6,500(-33%)

Exited

-44,027

-4,700

-12,922

-2,100

-3,140

-3,225

-7,050

-24,810

VCLT

-5,000

UBER

-4,435

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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