J.W. COLE ADVISORS, INC.

CIK 0001404763 · Q1 2026

13F Equity AUM

$3.0B

-28.2% QoQ

Positions

785

-669 QoQ

AUM Rank

#1,407

Top 11%

Skill Alpha (FF)

-1.9%/yr

Underperformer

Rank #5,109 · Top 62%

vs S&P -6.3%/yr (unadj.)

Quarters Tracked

~6 years

Portfolio Concentration

Top 5: 23.8%Top 10: 32.4%Top 20: 41.8%

AAPL9.3%

NVDA5.3%

NDQ3.4%

AMZN3.0%

SPY2.8%

XOM2.0%

BRK/B1.8%

DGRO1.8%

GOOG1.7%

GOOGL1.3%

Others (775)67.6%

HHI (Herfindahl-Hirschman Index) measures portfolio concentration. Low (<1500) = diversified, Moderate (1500-2500), High (>2500) = concentrated bets.

Sector Allocation

Financial Services52.3%

Technology19.7%

Communication Services5.7%

Consumer Cyclical4.5%

Energy4.2%

Industrials3.0%

Utilities2.8%

Healthcare2.8%

Other5.0%

Portfolio weight by GICS sector based on latest 13F filing. Sectors below 2% are grouped as “Other.”

Position Sizing

Positions: 785Median: 0.03%Avg: 0.13%

0–0.5%

751(50.1%)

0.5–1%

20(13.1%)

1–3%

11(18.7%)

3–5%

1(3.4%)

5%+

2(14.7%)

Count of positions per weight bucket — (%) = combined portfolio weight

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Portfolio Overlap

Shared: 752Unique: 33vs 20 funds

10.3%Low

785

Fund positions

7,299

Consensus CUSIPs

Jaccard similarity of this fund’s portfolio vs the consensus of top 20 funds by AUM. Low (<15%) = contrarian, Moderate (15-40%), High (>40%) = follows the crowd.

Most Similar Funds

Top 9 benchmark funds with highest portfolio overlap (Jaccard similarity)

MORGAN STANLEY

13.7%

BANK OF AMERICA CORP /DE/

14.8%

12.8%

15.3%

11%

9.9%

GEODE CAPITAL MANAGEMENT, LLC

9.1%

VANGUARD CAPITAL MANAGEMENT LLC

9.1%

VANGUARD PORTFOLIO MANAGEMENT LLC

10%

Jaccard similarity per fund: shared CUSIPs / (fund A + fund B − shared). Higher values indicate more similar portfolios.

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Position Changes This Quarter

New94Increased324Decreased341Exited763

New Positions

COLUMBIA ETF TR I0.5%

+464K

SNDK0.1%

+7K

AZN0.1%

+11K

TSEM0.1%

+12K

AXTI0.1%

+38K

MKSI0.1%

+7K

URNM0.1%

+25K

FAD0.1%

+9K

FCG0.0%

+41K

EME0.0%

+2K

Increased

HEGD0.1%

+143K(+496%)

QYLD0.5%

+131K(+16%)

NXJ0.3%

+75K(+10%)

URC0.0%

+68K(+96%)

JAAA1.1%

+57K(+9%)

BIL0.7%

+53K(+33%)

RDVY0.4%

+48K(+46%)

MQY0.0%

+45K(+199%)

CGDV0.4%

+44K(+20%)

QQQI0.1%

+38K(+215%)

Decreased

PDI0.0%

-1,613,515(-99%)

DNP0.3%

-401,071(-35%)

LGH0.1%

-360,451(-90%)

FLOT0.0%

-135,076(-86%)

KORP0.1%

-116,061(-62%)

FPEI0.1%

-92,388(-54%)

PTM0.0%

-76,047(-20%)

UCON0.0%

-71,823(-86%)

MODL0.0%

-66,650(-90%)

PFFA0.0%

-52,647(-74%)

Exited

-236,720

-139,225

-116,022

-315,588

-671,887

-121,365

-26,136

-94,342

-117,789

-246,115

Quarter-over-quarter changes compared to prior 13F filing. New = first appearance; Exited = no longer held.

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Holdings

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